BANKING REGULATION AND COMPLIANCE
BANKING REGULATION AND COMPLIANCE
2026 Spring Term
Finance & Business Law 421
This course will introduce students to U.S. banking law, which has been described as the world's most bizarre, tangled financial regulatory system. Studying this material will give students an understanding of U.S. banking organizations' various, often complex, structures and the substantive regulations that apply to their activities. The material covered in this course will require students to question and shape arguments relating to the past, present, and future of financial regulatory law and policy. Additionally, this course will include various practical elements, such as understanding the multiple sources of banking law and compliance and reviewing specific actions regulators take.
Other Requirements: PREREQ: ((COBE MAJOR: 2.50 CUMULATIVE GPA) OR (NON-COBE MAJOR/MINOR/COBE MINOR: 60 CREDITS AND 2.00 CUMULATIVE GPA)) OR INSTRUCTOR CONSENT
Class Schedule
Disclaimer
- This schedule is informational and does not guarantee availability for registration.
- Sections may be full or not open for registration. Please use WINS if you wish to register for a course.
| Section Details | Meeting Details & Topic | Instructor | Syllabus | ||
|---|---|---|---|---|---|
|
22-LEC 2841
3 Units
|
01/26 - 05/09 (1) |
Jeffrey Hahn
|
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| ONLINE | |||||
|
22W-LEC 3160
3 Units
|
01/26 - 05/09 (1) |
Jeffrey Hahn
|
|||
| ONLINE | |||||
| PREREQ: MUST BE ADMITTED TO AN ON-LINE MAJOR | |||||
