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Undergraduate Finance & Business Law

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Undergraduate Finance & Business Law

2021 Spring Term

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  • This course listing is informational and does not guarantee availability for registration.
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3 Units

PERSONAL FINANCE

FNBSLW 101

This course is an introduction to personal finance and consumer education. It includes such topics as: personal and household resources; utilizing sources of consumer information and protection; handling the continuous decisions encountered with personal finance relative to goals; financial analysis; understanding insurance, income taxes, banking & borrowing (credit management); housing operation; and saving & investing.


3 Units

BUSINESS AND COMMERCIAL LAW

FNBSLW 341

An introduction to business and the law. Includes topics such as legal systems, court procedure, business torts and crimes, contracts and related areas of the Uniform Commerical Code, government regulation of business, and the ethical and legal rights and duties of individuals and businesses in our society.


3 Units

ADVANCED BUSINESS AND COMMERCIAL LAW

FNBSLW 342

This course provides an advanced study of the law for business or pre-law students, including an examination of the Uniform Commercial Code and the Law of Sales, Negotiable Instruments, Secured Transactions and Documents of Title. This course also includes a study of the Law of Business Entities and Creditor and Debtor Relations.


3 Units

BUSINESS FINANCE

FNBSLW 344

Problems of financing long-run funds requirements of the business enterprise to include reserve and dividend policies, promotion, expansion, combination of business, planning, planning of capital structure, legal forms of business enterprise.


3 Units

INVESTMENTS

FNBSLW 345

A study of the various types of investments available, the markets in which they are traded, the techniques used to make sound investment decisions, and the factors which affect those decisions for various types of investors.


3 Units

REAL ESTATE

FNBSLW 348

Designed to integrate the theory and practice of real estate operations through a discussion of the following areas: Urban structure and urban growth, the urban economy, appraisal analysis, property development and real estate investments analysis.


3 Units

FINANCIAL INSTITUTIONS

FNBSLW 360

Survey of institutional arrangements through which funds are accumulated and made available to consumers, farmers, business and government. An understanding of the behavior of the non-monetary as well as the money and capital markets is developed.


3 Units

INVESTMENT OPERATIONS & SECURITIES REGULATION

FNBSLW 387

This course provides investment instruction in operations, trading, markets and regulation. Content directly mirrors the actual FINRA examination. Primary study topics include Understanding Products and Their Risks; Understanding Trading, Customer Accounts, and Prohibited Activities; Knowledge of Capital Markets; and Overview of Regulatory Framework. At the end of the course material, students will be prepared for the FINRA SIE Examination.


3 Units

ESSENTIALS OF FINANCIAL PLANNING

FNBSLW 401

This course serves as an introduction to the occupational area of Financial Planning and surveys the following topics: determining financial objectives, formulating investment objectives, tax planning, insurance planning, and retirement and estate planning.


3 Units

ADVANCED RETIREMENT AND FINANCIAL PLANNING

FNBSLW 402

This course is an advanced study of the various disciplines in the financial planning industry, specializing in retirement planning for businesses and individuals. Students will further their understanding of the financial services industry through the exploration of the regulatory environment of the practices of financial planning and its integrated disciplines, such as investments and insurance.


3 Units

MULTINATIONAL BUSINESS FINANCE

FNBSLW 410

Application of financial theory to multinational firms. The course includes an investigation of: determinants of international portfolio and direct investment, management of foreign exchange positions, a survey of the international financial environment, multinational credit institutions and markets and taxation.


3 Units

CREDITORS' RIGHTS AND BANKRUPTCY

FNBSLW 433

This course introduces the concepts of debtor and creditor rights, secured transactions, debt collection, and bankruptcy. It explores the methods by which creditors can seek satisfaction of debt through judicial process or in a debtor's bankruptcy and the methods by which debtors can seek relief from or discharge of debt.


3 Units

ESTATES AND TRUSTS

FNBSLW 442

A study of the substantive and procedural laws relating to wills, estates, trusts, guardianships, fiduciaries, estate taxation, retirement, and end-of-life planning.


3 Units

EMPLOYMENT LAW

FNBSLW 443

This course is an overview of employment law and ethical issues involving employer-employee relationships. It includes topics such as the evolving rights, duties, and responsibilities that employees and employers have toward each other and the public; labor-management law and relations; occupational safety and health; hiring, employment contracts, accommodation, leave, and termination.


3 Units

CORPORATE FINANCIAL MANAGEMENT DECISIONS

FNBSLW 444

An advanced study of the requirements for and sources of funds in the business organizations. The course deals with both long and short-term aspects of finance with emphasis placed on analysis and decision making.


3 Units

INSURANCE

FNBSLW 446

Principles of risk and insurance and their applications to business management and personal affairs. Analysis of concepts and methods of handling risks; insurance carriers and contracts; survey of policies for fire insurance, business interruption, liability, automobile, life and health.


3 Units

SECURITY ANALYSIS

FNBSLW 456

A detailed examination of the various classes of securities available for investors, and the development of techniques used to reach dependable conclusions as to the safety and attractiveness of a given security at the current market price or at some assumed price.


3 Units

REAL ESTATE DEVELOPMENT

FNBSLW 457

A course covering all phases of the site selection, development, marketing, and business organization. The course deals with both long and short-term leasing, financing, appraising, development of industrial parks, rehabilitation, investment in, management of, zoning and tax factors of industrial and corporate real estate.


3 Units

ADVANCED PROPERTY AND CASUALTY INSURANCE

FNBSLW 460

Consideration of advanced topics in property and casualty insurance. Among items covered are direct and indirect property coverages, inland marine insurance, liability coverage including its legal foundations, workmen's compensation, the general liability contract, crime coverages, surety and fidelity bonding and insurance regulation.


3 Units

ADVANCED LIFE AND HEALTH INSURANCE AND PENSIONS

FNBSLW 464

Consideration of advanced topics in life and health insurance. Among topics covered are principles underlying life insurance, individual life insurance contracts, business uses of life insurance, fixed and variable annuities, individual health coverages, group insurance principles and uses and pensions. Instructor Consent required.


3 Units

FINANCIAL ANALYSIS WITH BLOOMBERG, MORNINGSTAR AND EXCEL

FNBSLW 472

The purpose of this course is to provide students with hands-on experience using Bloomberg and Morningstar data services, financial analysis and modeling in Excel. Course material will include training on Bloomberg and Morningstar tools and functions, and downloading electronic databases into Excel models to perform financial analysis.


3 Units

APPLIED INVESTMENTS

FNBSLW 484

Students will gain hands-on experience by managing a real portfolio of securities. After developing a group investment philosophy, they will analyze the current holdings, investigate other alternatives, and make buy and sell decisions as a group. Presentations of the students' research will be made to an advisory board made up of faculty and investment professionals.


1-3 Units

INTERNSHIP

FNBSLW 493

This is an opportunity for a finance student to gain practical experience in a business before graduation. The experience will supplement the students' academic work in preparation for a career in business. Repeatable for a maximum of 3 credits in the major. Department Consent required.


1-3 Units

INDEPENDENT STUDY

FNBSLW 498

Study of a selected topic or topics under the direction of a faculty member. Repeatable.

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